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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $11,568 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Service code 37 · EIN 36-3429599 | Loan Processing | $0 |
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,761 | $108,617-75.4% | $108,421-75.3% | $93,010-71.2% |
| Participation rate | 89.4% | 83.1%+6.2pp | 80.1%+9.2pp | 73.9%+15.5pp |
| Annual return | 63.53% | 21.63%+41.9pp | 905.61%-842.1pp | 158.70%-95.2pp |
| Employer contribution / active EE | $3,960 | $3,249+21.9% | $3,560+11.3% | $2,705+46.4% |
| Participant deferral / active EE | $8,916 | $7,885+13.1% | $6,564+35.8% | $4,561+95.5% |
| Admin fee / account holder | $3 | $94-97.0% | $7,298-100.0% | $152-98.1% |