Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $54,703 |
LPL FINANCIAL1+ years Filed as: FINANCIAL ADVOCATES INVESTMENT MANA Service code 27 · EIN 27-0435466 | Advisory (Plan) | $24,081 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,106 | $60,165+51.4% | $74,184+22.8% | $55,167+65.1% |
| Participation rate | 65.1% | 74.2%-9.1pp | 76.6%-11.5pp | 69.0%-3.9pp |
| Annual return | 7.01% | 10.00%-3.0pp | 17.74%-10.7pp | 169.23%-162.2pp |
| Employer contribution / active EE | $1,790 | $1,600+11.9% | $2,370-24.5% | $1,963-8.8% |
| Participant deferral / active EE | $5,732 | $2,973+92.8% | $3,550+61.5% | $3,054+87.7% |
| Admin fee / account holder | $434 | $419+3.5% | $5,586-92.2% | $504-13.8% |