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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROTHSCHILD INVESTMENT CORP Service code 27 · EIN 36-2708660 | Advisory (Plan) | $26,262 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,344 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,045 | $73,102-6.9% | $123,552-44.9% | $56,287+20.9% |
| Participation rate | 92.5% | 74.3%+18.2pp | 82.3%+10.2pp | 69.9%+22.7pp |
| Annual return | 4.13% | 3.01%+1.1pp | 119.20%-115.1pp | -9.96%+14.1pp |
| Employer contribution / active EE | $1,295 | $2,977-56.5% | $4,628-72.0% | $2,111-38.7% |
| Participant deferral / active EE | $6,844 | $5,423+26.2% | $6,426+6.5% | $3,350+104.3% |
| Admin fee / account holder | $142 | $554-74.4% | $9,285-98.5% | $521-72.8% |