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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT4 years Service code 26 1918 8TH AVE · SEATTLE, WA 981011214 | Advisory (Participants) | $40,380 |
Filed as: MERRILL LYNCH Service code 19 · EIN 13-5674085 | Securities Custodian | $23,087 |
MATRIX TRUST COMPANY3 years Service code 19 2800 NORTH CENTRAL AVE · PHOENIX, AZ 85004 | Securities Custodian | $17,298 |
Filed as: RAYMOND JAMES Service code 19 3023 OLD POND ROAD · MISSOULA, MT 59802 | Securities Custodian | $5,971 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,479 | $58,895+175.9% | $178,503-9.0% | $73,497+121.1% |
| Participation rate | 98.5% | 66.2%+32.3pp | 81.9%+16.6pp | 70.7%+27.8pp |
| Annual return | 13.83% | 24.86%-11.0pp | 151.12%-137.3pp | 28.51%-14.7pp |
| Employer contribution / active EE | $6,952 | $2,236+211.0% | $5,011+38.7% | $2,270+206.3% |
| Participant deferral / active EE | $4,652 | $2,567+81.2% | $5,202-10.6% | $3,740+24.4% |
| Admin fee / account holder | $570 | $400+42.4% | $13,987-95.9% | $513+11.2% |