Filed August 5, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $163,323 |
STRATEGIC ADVISORS, INC.6+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $139,146 |
DELOITTE & TOUCHE LLP5 years Service code 10 · EIN 13-3891517 | Accounting | $42,117 |
Filed as: UBS FINANCIAL SERICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $37,853 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,941 | $53,932+172.5% | $134,162+9.5% | $90,274+62.8% |
| Participation rate | 53.1% | 60.4%-7.2pp | 72.2%-19.1pp | 73.4%-20.2pp |
| Annual return | 14.62% | 23.16%-8.5pp | 36.35%-21.7pp | 53.97%-39.4pp |
| Employer contribution / active EE | $1,323 | $1,611-17.9% | $3,705-64.3% | $2,523-47.6% |
| Participant deferral / active EE | $6,244 | $2,432+156.7% | $3,500+78.4% | $4,231+47.6% |
| Admin fee / account holder | $98 | $104-5.5% | $6,685-98.5% | $114-14.2% |