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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES LLC Service code 16 · EIN 13-2834414 | Consulting | $50,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$162,574 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,497 | $65,118+117.3% | $76,768+84.3% | $55,725+153.9% |
| Participation rate | 77.0% | 79.6%-2.7pp | 77.0%0pp | 70.9%+6.1pp |
| Annual return | -2.81% | -1.27%-1.5pp | 2.43%-5.2pp | 244.93%-247.7pp |
| Employer contribution / active EE | $0 | $1,941-100.0% | $2,485-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $4,794 | $3,688+30.0% | $3,852+24.5% | $3,356+42.9% |
| Admin fee / account holder | -$128 | $116-210.3% | $6,675-101.9% | $115-210.9% |