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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $127,676 |
JANNEY MONTGOMERY SCOTT LLC3 years Service code 28 · EIN 23-0731260 | Investment Management | $50,000 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $142 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,069 | $136,266-47.8% | $90,760-21.7% | $77,906-8.8% |
| Participation rate | 88.6% | 86.6%+1.9pp | 75.7%+12.9pp | 73.7%+14.9pp |
| Annual return | -16.47% | -11.32%-5.2pp | -12.16%-4.3pp | 12.16%-28.6pp |
| Employer contribution / active EE | $2,235 | $4,215-47.0% | $2,922-23.5% | $2,846-21.5% |
| Participant deferral / active EE | $4,240 | $6,353-33.3% | $4,565-7.1% | $4,805-11.8% |
| Admin fee / account holder | $133 | $399-66.7% | $8,444-98.4% | $133+0.1% |