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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $178,030 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $27,310 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,733 | $54,590+80.9% | $81,926+20.5% | $73,493+34.3% |
| Participation rate | 94.7% | 68.3%+26.4pp | 72.0%+22.7pp | 70.7%+24.1pp |
| Annual return | 23.27% | 17.74%+5.5pp | 29.49%-6.2pp | 28.51%-5.2pp |
| Employer contribution / active EE | $5,078 | $1,636+210.4% | $4,310+17.8% | $2,270+123.7% |
| Participant deferral / active EE | $6,513 | $2,759+136.1% | $7,108-8.4% | $3,740+74.2% |
| Admin fee / account holder | $132 | $592-77.8% | $5,159-97.4% | $513-74.3% |