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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $6,792 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,136 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,396 | $73,638-62.8% | $95,964-71.5% | $73,497-62.7% |
| Participation rate | 61.6% | 76.2%-14.5pp | 77.1%-15.5pp | 70.7%-9.1pp |
| Annual return | 16.74% | 16.78%0pp | 91.64%-74.9pp | 28.51%-11.8pp |
| Employer contribution / active EE | $1,431 | $1,863-23.2% | $2,541-43.7% | $2,270-37.0% |
| Participant deferral / active EE | $2,193 | $3,617-39.4% | $4,167-47.4% | $3,740-41.4% |
| Admin fee / account holder | $124 | $482-74.3% | $6,797-98.2% | $513-75.8% |