Filed June 6, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2+ years Service code 16 · EIN 04-3046611 | Consulting | $95,000 |
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $29,450 |
BAKER TILLY US, LLP1+ years Filed as: MONTGOMERY COSCIA GREELICH LLP Service code 10 · EIN 75-2919818 | Accounting | $19,476 |
SHEPPARD MULLIN1+ years Filed as: SHEPPARD MULLINRICHTER&HAMPTON LLP Service code 17 · EIN 95-1463164 | Pension Consulting | $5,943 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | -$46,756 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,506 | $70,961-50.0% | $108,579-67.3% | $65,292-45.6% |
| Participation rate | 87.1% | 80.9%+6.1pp | 79.6%+7.5pp | 72.4%+14.6pp |
| Annual return | 7.27% | 10.24%-3.0pp | -51.70%+59.0pp | 11.84%-4.6pp |
| Employer contribution / active EE | $679 | $1,833-62.9% | $3,758-81.9% | $2,302-70.5% |
| Participant deferral / active EE | $3,114 | $3,662-15.0% | $4,311-27.8% | $3,579-13.0% |
| Admin fee / account holder | $13 | $43-70.6% | $7,645-99.8% | $57-78.2% |