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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Service code 55 · EIN 26-4310632 | Other Commissions | $23,402 |
Service code 37 · EIN 04-2647786 | Loan Processing | $200 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,552 | $64,359+74.9% | $90,161+24.8% | $70,126+60.5% |
| Participation rate | 74.6% | 70.4%+4.2pp | 76.9%-2.2pp | 69.5%+5.1pp |
| Annual return | 16.42% | 28.13%-11.7pp | 34.89%-18.5pp | 73.15%-56.7pp |
| Employer contribution / active EE | $67 | $2,046-96.7% | $3,318-98.0% | $2,343-97.1% |
| Participant deferral / active EE | $14,424 | $4,389+228.6% | $5,287+172.8% | $3,332+332.9% |
| Admin fee / account holder | $2 | $3,945-100.0% | $5,943-100.0% | $4,645-100.0% |