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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Commissions | $32,329 |
Service code 37 · EIN 04-2647786 | Loan Processing | $625 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,448 | $80,753-15.2% | $136,298-49.8% | $62,293+9.9% |
| Participation rate | 70.2% | 73.5%-3.3pp | 81.9%-11.7pp | 69.5%+0.7pp |
| Annual return | 21.71% | 35.83%-14.1pp | 5156.27%-5134.6pp | 28.90%-7.2pp |
| Employer contribution / active EE | $2,640 | $2,884-8.5% | $4,696-43.8% | $2,042+29.3% |
| Participant deferral / active EE | $8,901 | $5,164+72.4% | $6,247+42.5% | $3,169+180.9% |
| Admin fee / account holder | $3 | $525-99.5% | $9,244-100.0% | $479-99.4% |