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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE CO. Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $30,891 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $25,776 |
THE BENEFIT PRACTICE8 years Service code 13 1055 WASHINGTON BLVD · STAMFORD, CT 06901 | Contract Administrator | $11,295 |
Service code 27 11444 W OLYMPIC BLVD · LOS ANGELES, CA 90064 | Advisory (Plan) | $11,000 |
6 funds of $250K or more; 15 lines in all, holding $10.9M of the plan's $11.0M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 58% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 10 vintages | $6.3M | 57.8% |
| Vanguard Balanced Index Fund Vanguard · Mutual fund Index | $3.1M | 28.1% |
| Fully Benefit-Responsive Investment Contract: Guaranteed Interest Fund Manager not matched · Insurance contract | $721K | 6.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $394K | 3.6% |
| Pgim Total Return Bond Fund Prudential (PGIM) · Mutual fund | $181K | 1.7% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $88K | 0.8% |
| iShares MSCI EAFE International Index Fund BlackRock · ETF Index | $84K | 0.8% |
| Franklin Small Cap Value Fund Franklin Templeton · Mutual fund | $29K | 0.3% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $18K | 0.2% |
| Fidelity Blue Chip Growth Fund Fidelity (FMR) · Mutual fund | $15K | 0.1% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.