Retirement plan

DORIS, INC. 401(K) PLAN

Name: DORIS, INC. - DORIS, INC. 401(K) PLAN (2017) Form 5500
Creator: DORIS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DORIS, INC. 401(K) PLAN, DORIS, INC.

DORIS, INC.EIN 76-0640584Plan #001PY 2017

840 GESSNER RD STE 400 - HOUSTON, TX 770244142832-204-0722doris-engineering.comLinkedIn201-500 employeesoil & energy

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$7.8M

+3.6% from 2016

Total participants

-13.5% from 2016

Average account balance

$86,122

+20.9% from 2016

Annual return

16.62%

+10.28 pp from 2016

Benchmarks

See 25,067 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,067 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$11.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$141K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

184.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$820K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$20995

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC3+ years Service code 15 · EIN 52-1309931	Recordkeeping	$1,950
AMERICAN CENTURY3+ years Service code 28 · EIN 20-2653265	Investment Management	$0
COLUMBIA3+ years Filed as: COLUMBIA FUNDS Service code 28 · EIN 93-0577450	Investment Management	$0
DODGE & COX3+ years Service code 28 · EIN 94-1441976	Investment Management	$0
FRANKLIN TEMPLETON3+ years Service code 28 · EIN 13-2670991	Investment Management	$0
MANNING & NAPIER3+ years Service code 28 · EIN 16-1481662	Investment Management	$0
NEUBERGER BERMAN3+ years Service code 28 · EIN 13-5521910	Investment Management	$0
OAKMARK3+ years Service code 28 · EIN 04-3276558	Investment Management	$0
OPPENHEIMER3+ years Filed as: OPPENHEIMER FUNDS Service code 28 · EIN 13-2527171	Investment Management	$0
T ROWE PRICE RPS INC3+ years Filed as: TROWE PRICE RPS, INC. Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$2K

$51 / participant

Other / not subdivided$2K100.0%

% of EOY assets

0.025%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CALVETTI FERGUSON
Auditor EIN: 134255527
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$86,122

$85,766+0.4%

$136,298-36.8%

$70,126+22.8%

Participation rate

84.2%

74.2%+10.1pp

81.9%+2.3pp

69.5%+14.7pp

Annual return

16.62%

31.46%-14.8pp

5156.27%-5139.7pp

73.15%-56.5pp

Employer contribution / active EE

$4,851

$2,966+63.6%

$4,696+3.3%

$2,343+107.1%

Participant deferral / active EE

$9,285

$5,051+83.8%

$6,247+48.6%

$3,332+178.7%

Admin fee / account holder

$22

$5,421-99.6%

$9,244-99.8%

$4,645-99.5%

Provider

Service type

Compensation

T ROWE PRICE RPS INC3+ years

Service code 15 · EIN 52-1309931

Recordkeeping

$1,950

AMERICAN CENTURY3+ years

Service code 28 · EIN 20-2653265

Investment Management

COLUMBIA3+ years

Filed as: COLUMBIA FUNDS

Service code 28 · EIN 93-0577450

Investment Management

DODGE & COX3+ years

Service code 28 · EIN 94-1441976

Investment Management

FRANKLIN TEMPLETON3+ years

Service code 28 · EIN 13-2670991

Investment Management

MANNING & NAPIER3+ years

Service code 28 · EIN 16-1481662

Investment Management

NEUBERGER BERMAN3+ years

Service code 28 · EIN 13-5521910

Investment Management

OAKMARK3+ years

Service code 28 · EIN 04-3276558

Investment Management

OPPENHEIMER3+ years

Filed as: OPPENHEIMER FUNDS

Service code 28 · EIN 13-2527171

Investment Management

T ROWE PRICE RPS INC3+ years

Filed as: TROWE PRICE RPS, INC.

Service code 15

Recordkeeping

DORIS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DORIS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion