Filed April 28, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 5-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $50,749 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $26,575 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,056 | $86,338-76.8% | $91,989-78.2% | $77,787-74.2% |
| Participation rate | 22.0% | 82.9%-60.9pp | 78.6%-56.6pp | 73.2%-51.2pp |
| Annual return | 0.00% | 29.65%-29.7pp | 69.02%-69.0pp | 32.57%-32.6pp |
| Employer contribution / active EE | $0 | $2,988-100.0% | $3,452-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $548 | $6,908-92.1% | $5,923-90.8% | $3,967-86.2% |
| Admin fee / account holder | $66 | $79-16.7% | $7,743-99.1% | $100-34.0% |