Filed June 24, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $79,837 |
MCCREADY & KEENE INC.4 years Service code 15 · EIN 35-0500670 | Recordkeeping | $50,435 |
MATRIX TRUST COMPANY3 years Service code 18 · EIN 75-3182674 | Custodial (securities); Sub-transfer ... | $17,198 |
NFP RETIREMENT INC3 years Filed as: NFP RETIREMENT Service code 27 31416 AGOURA ROAD · WESTLAKE VILLAGE, CA 91361 | Advisory (Plan) | $15,808 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,630 | $41,410-16.4% | $84,029-58.8% | $82,204-57.9% |
| Participation rate | 40.4% | 57.6%-17.2pp | 69.0%-28.6pp | 73.4%-33.0pp |
| Annual return | 21.77% | 21.09%+0.7pp | 71.32%-49.6pp | 26.31%-4.5pp |
| Employer contribution / active EE | $323 | $833-61.2% | $1,984-83.7% | $2,707-88.1% |
| Participant deferral / active EE | $1,638 | $1,628+0.6% | $3,239-49.4% | $4,246-61.4% |
| Admin fee / account holder | $34 | $89-61.2% | $6,102-99.4% | $76-54.5% |