Filed May 20, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 15 · EIN 35-2552359 | Recordkeeping | $16,188 |
NFP RETIREMENT INC2 years Filed as: NFP SECURITIES, INC. Service code 15 · EIN 74-2794194 | Recordkeeping | $6,388 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,533 | $55,449+79.5% | $83,850+18.7% | $56,287+76.8% |
| Participation rate | 84.2% | 68.0%+16.1pp | 76.1%+8.0pp | 69.9%+14.3pp |
| Annual return | -5.33% | -1.38%-3.9pp | 850.92%-856.3pp | -9.96%+4.6pp |
| Employer contribution / active EE | $8 | $2,430-99.7% | $3,631-99.8% | $2,111-99.6% |
| Participant deferral / active EE | $7,101 | $2,935+141.9% | $4,082+74.0% | $3,350+112.0% |
| Admin fee / account holder | $224 | $656-65.9% | $5,478-95.9% | $521-57.1% |