Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL6 years Filed as: LPL FINANCIAL LLC Service code 27 PO BOX 509026 · SAN DIEGO, CA 921509026 | Advisory (Plan) | $94,725 |
WITHUMSMITH+BROWN, PC1 year Service code 10 5 VAUGHN DRIVE · PRINCETON, NJ 08540 | Accounting | $20,319 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
EMPOWER ADVISORY GROUP, LLC2 years Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 59 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Shareholder Servicing | $0 |
25 funds of $250K or more; 19 lines in all, holding $125M of the plan's $131M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: BlackRock LifePath Index, mutual fund, 29% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 10 vintages | $35.7M | 28.6% |
| JPMorgan Large Cap Growth JPMorgan · Insurance contract | $23.1M | 18.5% |
| Columbia Dividend Value Fund (IS Platform) Ameriprise (Columbia Threadneedle) · Insurance contract | $14.6M | 11.7% |
| Empower Guaranteed Income Fund Empower · Insurance contract Recordkeeper's own fund | $14.4M | 11.5% |
| Capital Group Europacific Growth SA Capital Group · Insurance contract | $8.6M | 6.9% |
| Small Cap Growth Fund American Century · Mutual fund | $6.3M | 5.1% |
| JPMorgan Mid Cap Growth Fund JPMorgan · Mutual fund | $6.2M | 5.0% |
| American Century Small Cap Value Fund (IS Platform) American Century · Insurance contract | $4.2M | 3.3% |
| Focused Global Growth Fund American Century · Mutual fund | $3.1M | 2.5% |
| JPMorgan Mid Cap Value Fund JPMorgan · Mutual fund | $2.4M | 1.9% |
Dropped 5 funds.
| Fund | Year-end value |
|---|---|
| DroppedJPMorgan Large Cap Growth Fund | $19.6M |
| DroppedColumbia Dividend Value Fund | $12.5M |
| DroppedJPMorgan Core Plus Bond Fund | $8.1M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 stable value or insurance lines.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.