Filed March 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SFI ADVISORS, LLC4 years Service code 15 · EIN 26-4775152 | Recordkeeping | $56,148 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $14,489 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $300,554 | $123,793+142.8% | $177,821+69.0% | $79,858+276.4% |
| Participation rate | 94.4% | 84.7%+9.7pp | 87.7%+6.7pp | 69.6%+24.7pp |
| Annual return | 15.71% | 22.82%-7.1pp | 48.32%-32.6pp | 31.71%-16.0pp |
| Employer contribution / active EE | $5,310 | $4,095+29.7% | $5,918-10.3% | $2,471+114.9% |
| Participant deferral / active EE | $16,286 | $5,956+173.4% | $7,714+111.1% | $3,740+335.4% |
| Admin fee / account holder | $1,142 | $7,243-84.2% | $12,427-90.8% | $5,306-78.5% |