Filed March 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC1+ years Filed as: KESTRA ADVISORY SERVICES Service code 15 · EIN 35-2552359 | Recordkeeping | $19,529 |
NFP RETIREMENT INC2+ years Filed as: NFP SECURITIES, INC. Service code 15 · EIN 74-2794194 | Recordkeeping | $17,616 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,610 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,651 | $73,981+140.1% | $105,722+68.0% | $62,891+182.5% |
| Participation rate | 93.3% | 71.7%+21.6pp | 78.9%+14.3pp | 69.3%+24.0pp |
| Annual return | 8.91% | 17.60%-8.7pp | 12.25%-3.3pp | 20.14%-11.2pp |
| Employer contribution / active EE | $4,412 | $2,856+54.5% | $4,079+8.2% | $2,281+93.4% |
| Participant deferral / active EE | $13,036 | $4,038+222.8% | $5,326+144.8% | $3,203+307.0% |
| Admin fee / account holder | $344 | $5,976-94.2% | $8,308-95.9% | $4,296-92.0% |