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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $2,482 |
3(16) FIDUCIARY SERVICES CORP1+ years Filed as: 3(16) FIDUCIARY SERVICES CORP. Service code 15 · EIN 45-4813650 | Recordkeeping | $243 |
LINCOLN NATIONAL CORPORATION1+ years Filed as: LINCOLN FINAMCIAL ADVISORS Service code 22 · EIN 35-1151034 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,386 | $39,245-25.1% | $64,105-54.2% | $52,331-43.8% |
| Participation rate | 3.0% | 58.2%-55.3pp | 68.2%-65.2pp | 68.1%-65.1pp |
| Annual return | 0.00% | 14.79%-14.8pp | 791.24%-791.2pp | 4.54%-4.5pp |
| Employer contribution / active EE | $0 | $736-100.0% | $1,820-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $73 | $1,992-96.3% | $2,822-97.4% | $3,022-97.6% |
| Admin fee / account holder | $390 | $592-34.1% | $4,499-91.3% | $592-34.0% |