Filed December 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $112,976 |
Filed as: ASCENDE WEALTH ADVISORS, INC. Service code 27 · EIN 80-0655250 | Advisory (Plan) | $9,375 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,035 | $60,545-35.5% | $92,233-57.7% | $69,631-43.9% |
| Participation rate | 62.1% | 72.2%-10.0pp | 76.5%-14.3pp | 70.7%-8.5pp |
| Annual return | 15.53% | 19.71%-4.2pp | 176.28%-160.7pp | 27571.02%-27555.5pp |
| Employer contribution / active EE | $3,220 | $2,633+22.3% | $3,679-12.5% | $2,032+58.4% |
| Participant deferral / active EE | $6,067 | $2,828+114.6% | $3,897+55.7% | $3,224+88.2% |
| Admin fee / account holder | $131 | $145-9.4% | $5,194-97.5% | $110+18.8% |