Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
WHITLEY PENN LLP2 years Filed as: WHITLEY PENN Service code 10 · EIN 75-2393478 | Accounting | $17,900 |
NOVA 401(K) ASSOCIATES3+ years Filed as: NOVA 401(K) ASSOCIATES LP Service code 15 · EIN 20-1181458 | Recordkeeping | $7,808 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 1150 S. OLIVE STREET · LOS ANGELES, CA 900112211 | Recordkeeping | $4,818 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,966 | $66,180-53.2% | $118,746-73.9% | $62,293-50.3% |
| Participation rate | 28.4% | 71.3%-42.9pp | 78.3%-49.9pp | 69.5%-41.1pp |
| Annual return | 7.93% | 60.89%-53.0pp | 24.54%-16.6pp | 28.90%-21.0pp |
| Employer contribution / active EE | $0 | $3,183-100.0% | $4,193-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $1,215 | $4,247-71.4% | $5,332-77.2% | $3,169-61.7% |
| Admin fee / account holder | $477 | $753-36.7% | $10,720-95.6% | $479-0.5% |