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| Provider | Service type | Compensation |
|---|---|---|
WHITLEY PENN LLP1 year Filed as: WHITLEY PENN Service code 10 · EIN 75-2393478 | Accounting | $15,400 |
NOVA 401(K) ASSOCIATES2+ years Filed as: NOVA 401(K) ASSOCIATES LP Service code 15 · EIN 20-1181458 | Recordkeeping | $8,846 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 1150 S. OLIVE STREET · LOS ANGELES, CA 900112211 | Recordkeeping | $5,307 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,413 | $61,616-57.1% | $105,754-75.0% | $55,167-52.1% |
| Participation rate | 30.2% | 72.9%-42.8pp | 78.9%-48.7pp | 69.0%-38.8pp |
| Annual return | 4.20% | 11.15%-6.9pp | 12.25%-8.1pp | 169.23%-165.0pp |
| Employer contribution / active EE | $0 | $3,043-100.0% | $4,079-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $1,218 | $4,213-71.1% | $5,326-77.1% | $3,054-60.1% |
| Admin fee / account holder | $150 | $379-60.4% | $8,309-98.2% | $504-70.3% |