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| Provider | Service type | Compensation |
|---|---|---|
CONCERT WEALTH MANAGEMENT3+ years Service code 28 · EIN 05-0632831 1900 ALAMEDA DRIVE, THIRD FLOOR · SAN JOSE, CA 95126 | Investment Management | $154,568 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP Service code 15 · EIN 63-1156117 50 MILLSTONE ROAD · EAST WINDSOR, NJ 08520 | Recordkeeping | $20,951 |
ARIA1 year Filed as: ARIA WEALTH MANAGMEMENT Service code 28 · EIN 82-0792334 1900 THE ALAMEDA SUITE 100 · SAN JOSE, CA 05126 | Investment Management | $10,946 |
PENTEGRA SERVICES, INC.1 year Filed as: PENTEGRA Service code 15 · EIN 13-3745616 701 WESTCHESTER AVENUE, SUITE 320E · WHITE PLAINS, NY 10604 | Recordkeeping | $8,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $155,795-100.0% | $136,298-100.0% | $69,631-100.0% |
| Participation rate | 0.0% | 75.2%-75.2pp | 81.9%-81.9pp | 70.7%-70.7pp |
| Annual return | 12.73% | 232464.33%-232451.6pp | 5156.27%-5143.5pp | 27571.02%-27558.3pp |
| Employer contribution / active EE | $6,364 | $2,991+112.8% | $4,696+35.5% | $2,032+213.2% |
| Participant deferral / active EE | $9,095 | $5,394+68.6% | $6,247+45.6% | $3,224+182.1% |
| Admin fee / account holder | $0 | $128-100.0% | $9,244-100.0% | $110-100.0% |