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| Provider | Service type | Compensation |
|---|---|---|
CONCERT WEALTH MANAGEMENT2+ years Service code 28 · EIN 05-0632831 1900 ALAMEDA DRIVE, THIRD FLOOR · SAN JOSE, CA 95126 | Investment Management | $144,032 |
DAILY ACCESS CORPORATION2+ years Filed as: DAILY ACCESS Service code 15 · EIN 63-1156117 50 MILLSTONE ROAD · EAST WINDSOR, NJ 08520 | Recordkeeping | $36,258 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $80,177-100.0% | $123,894-100.0% | $57,658-100.0% |
| Participation rate | 0.0% | 74.4%-74.4pp | 81.4%-81.4pp | 70.2%-70.2pp |
| Annual return | 0.93% | 17.90%-17.0pp | 47.52%-46.6pp | 5.13%-4.2pp |
| Employer contribution / active EE | $5,290 | $2,913+81.6% | $4,617+14.6% | $1,974+168.0% |
| Participant deferral / active EE | $9,030 | $5,130+76.0% | $5,984+50.9% | $3,061+195.1% |
| Admin fee / account holder | $0 | $106-100.0% | $8,357-100.0% | $95-100.0% |