Filed June 7, 2019
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 6-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $4,846 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,054 | $65,125-0.1% | $143,797-54.8% | $66,949-2.8% |
| Participation rate | 58.8% | 65.2%-6.4pp | 80.3%-21.5pp | 69.8%-11.0pp |
| Annual return | -13.41% | -11.13%-2.3pp | -0.04%-13.4pp | 1.57%-15.0pp |
| Employer contribution / active EE | $1,151 | $2,362-51.3% | $4,952-76.8% | $2,545-54.8% |
| Participant deferral / active EE | $3,058 | $2,920+4.7% | $5,638-45.8% | $4,239-27.9% |
| Admin fee / account holder | $26 | $503-94.8% | $14,679-99.8% | $594-95.6% |