Filed June 7, 2019
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Shareholder servic... | $3,893 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,112 | $61,166+155.2% | $185,849-16.0% | $79,391+96.6% |
| Participation rate | 31.4% | 66.6%-35.3pp | 81.7%-50.4pp | 70.7%-39.4pp |
| Annual return | 10.97% | 19.45%-8.5pp | 122.10%-111.1pp | 116.88%-105.9pp |
| Employer contribution / active EE | $1,759 | $2,321-24.2% | $5,169-66.0% | $2,428-27.5% |
| Participant deferral / active EE | $3,480 | $2,789+24.8% | $5,569-37.5% | $4,046-14.0% |
| Admin fee / account holder | $44 | $710-93.8% | $16,244-99.7% | $627-92.9% |