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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $30,985 |
CECILCO2+ years Service code 13 14881 QUARUM DR · DALLAS, TX 752546725 | Contract Administrator | $11,729 |
PROSPERA FINANCIAL SERVICES2+ years Filed as: PROSPERA FINANCIAL SERVICES INC. Service code 27 5429 LBJ FRW · DALLAS, TX 752400000 | Advisory (Plan) | $9,522 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,538 | $46,732+110.9% | $156,551-37.1% | $55,167+78.6% |
| Participation rate | 98.0% | 65.8%+32.2pp | 84.0%+14.0pp | 69.0%+29.0pp |
| Annual return | 7.76% | 17.72%-10.0pp | 32.23%-24.5pp | 169.23%-161.5pp |
| Employer contribution / active EE | $1,747 | $2,105-17.0% | $5,501-68.2% | $1,963-11.0% |
| Participant deferral / active EE | $4,045 | $2,204+83.5% | $4,871-17.0% | $3,054+32.4% |
| Admin fee / account holder | $482 | $418+15.2% | $13,028-96.3% | $504-4.3% |