Filed July 11, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MML INVESTORS SERVICES, LLC Service code 22 | Insurance Broker | $34,114 |
NOVA 401(K) ASSOCIATES3 years Service code 15 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Recordkeeping | $8,415 |
Service code 15 · EIN 39-0989781 1150 S. OLIVE STREET · LOS ANGELES, CA 90011 | Recordkeeping | $5,313 |
Filed as: MESIROW FINANCIAL, INC Service code 27 · EIN 36-3194849 | Advisory (Plan) | $3,426 |
MLL INVESTORS SERVICES LLC3 years Service code 22 · EIN 04-3109325 1295 STATE STREET · SPRINGFIELD, MA 01111 | Insurance Broker | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,476 | $37,196-7.3% | $154,108-77.6% | $55,725-38.1% |
| Participation rate | 72.7% | 64.1%+8.7pp | 83.0%-10.3pp | 70.9%+1.9pp |
| Annual return | -6.75% | 1319.68%-1326.4pp | 735.21%-742.0pp | 244.93%-251.7pp |
| Employer contribution / active EE | $1,393 | $1,614-13.7% | $5,298-73.7% | $2,078-33.0% |
| Participant deferral / active EE | $2,561 | $2,068+23.8% | $5,081-49.6% | $3,356-23.7% |
| Admin fee / account holder | $4 | $102-95.7% | $13,411-100.0% | $115-96.2% |