Retirement plan

HARTLINE DACUS BARGER DREYER LLP 401(K) PROFIT SHARING PLAN

Name: HARTLINE DACUS BARGER DREYER LLP - HARTLINE DACUS BARGER DREYER LLP 401(K) PROFIT SHARING PLAN (2016) Form 5500
Creator: HARTLINE DACUS BARGER DREYER LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HARTLINE DACUS BARGER DREYER LLP 401(K) PROFIT SHARING PLAN, HARTLINE DACUS BARGER DREYER LLP

HARTLINE DACUS BARGER DREYER LLPEIN 75-2532929Plan #001PY 2016

8750 N. CENTRAL EXPRESSWAY, SUITE 1600 - DALLAS, TX 75231214-369-2100hartlinebarger.comLinkedIn51-200 employeeslaw practice

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$25.8M

+10.8% from 2015

Total participants

196

+4.3% from 2015

Average account balance

$142,717

-1.4% from 2015

Annual return

8.36%

+8.44 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$33.52M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$175K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

192

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$838K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.99%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$331

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
LPL FINANCIAL1 year Filed as: LPL FINANCIAL, LLC Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533	Advisory (Plan)	$26,925
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH & MANAGEMENT CO. Service code 25 · EIN 95-1411037	Directed Trustee	$15,843
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: AMEGY INVESTMENTS INC Service code 27 4400 POST OAK PKY · HOUSTON, TX 77027	Advisory (Plan)	$8,975

Plan features & details

Pension benefit codes2E2F2G2J2K2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$52K

$404 / participant

Contract admin$52K100.0%

% of EOY assets

0.200%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MALNORY, MCNEAL & COMPANY, PC
Auditor EIN: 752510320
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$142,717

$75,183+89.8%

$123,894+15.2%

$55,167+158.7%

Participation rate

88.3%

72.8%+15.5pp

81.4%+6.9pp

69.0%+19.3pp

Annual return

8.36%

19.01%-10.7pp

47.52%-39.2pp

169.23%-160.9pp

Employer contribution / active EE

$5,794

$2,823+105.2%

$4,617+25.5%

$1,963+195.2%

Participant deferral / active EE

$6,115

$5,084+20.3%

$5,984+2.2%

$3,054+100.2%

Admin fee / account holder

$286

$663-56.9%

$8,357-96.6%

$504-43.3%

Provider

Service type

Compensation

LPL FINANCIAL1 year

Filed as: LPL FINANCIAL, LLC

Service code 27

PO BOX 502533 · SAN DIEGO, CA 921502533

Advisory (Plan)

$26,925

AMERICAN FUNDS2+ years

Filed as: CAPITAL RESEARCH & MANAGEMENT CO.

Service code 25 · EIN 95-1411037

Directed Trustee

$15,843

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: AMEGY INVESTMENTS INC

Service code 27

4400 POST OAK PKY · HOUSTON, TX 77027

Advisory (Plan)

$8,975

HARTLINE DACUS BARGER DREYER LLP 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HARTLINE DACUS BARGER DREYER LLP 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion