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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 22 · EIN 74-2794194 5707 SOUTHWEST PKWY, BLDG 2 · AUSTIN, TX 78735 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,905 | $64,716-44.5% | $112,258-68.0% | $68,495-47.6% |
| Participation rate | 28.9% | 67.2%-38.2pp | 75.1%-46.1pp | 67.9%-38.9pp |
| Annual return | -15.66% | -11.40%-4.3pp | 27.47%-43.1pp | -7.84%-7.8pp |
| Employer contribution / active EE | $0 | $2,746-100.0% | $3,636-100.0% | $2,596-100.0% |
| Participant deferral / active EE | $1,171 | $3,565-67.2% | $4,728-75.2% | $4,028-70.9% |
| Admin fee / account holder | $12 | $5,232-99.8% | $6,411-99.8% | $5,403-99.8% |