Filed February 7, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC3 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $819,825 |
ALIGHT SOLUTIONS LLC4 years Service code 15 · EIN 82-1061233 | Recordkeeping | $557,044 |
Service code 28 · EIN 33-1077887 | Investment Management | $400,123 |
THE BANK OF NEW YORK MELLON6+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $215,336 |
CROWE LLP3 years Service code 10 · EIN 35-0921680 | Accounting | $44,100 |
THE BANK OF NEW YORK MELLON6+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $37,570 |
ALIGHT SOLUTIONS LLC4 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Securities brokerage; Finders' fees /... | $36,236 |
CURCIO WEBB4 years Filed as: CURCIO WEBB LLC Service code 16 · EIN 36-4171366 | Consulting | $25,670 |
WILLIS TOWERS WATSON US LLC3 years Filed as: WILLIS TOWERS WATSON Service code 16 · EIN 53-0181291 | Consulting | $24,415 |
AON CONSULTING2 years Service code 16 · EIN 36-3051915 | Consulting | $23,400 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $216,969 | $110,699+96.0% | $177,821+22.0% | $90,288+140.3% |
| Participation rate | 98.3% | 88.3%+9.9pp | 87.7%+10.5pp | 73.4%+24.9pp |
| Annual return | 11.62% | 22.79%-11.2pp | 48.32%-36.7pp | 53.97%-42.3pp |
| Employer contribution / active EE | $8,352 | $4,118+102.8% | $5,918+41.1% | $2,524+230.9% |
| Participant deferral / active EE | $12,451 | $6,731+85.0% | $7,714+61.4% | $4,232+194.2% |
| Admin fee / account holder | $315 | $90+249.4% | $12,427-97.5% | $114+175.8% |