Filed October 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $305 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,242 | $71,192-28.0% | $117,854-56.5% | $62,292-17.7% |
| Participation rate | 91.8% | 74.2%+17.6pp | 79.7%+12.2pp | 69.5%+22.3pp |
| Annual return | 12.79% | 18.66%-5.9pp | 335.08%-322.3pp | 28.90%-16.1pp |
| Employer contribution / active EE | $177 | $1,934-90.9% | $3,786-95.3% | $2,042-91.4% |
| Participant deferral / active EE | $2,455 | $3,189-23.0% | $4,482-45.2% | $3,169-22.5% |
| Admin fee / account holder | $2 | $587-99.7% | $8,020-100.0% | $479-99.6% |