Filed February 23, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PAYNE & SMITH, LLC5+ years Service code 10 · EIN 27-0316262 | Accounting | $8,000 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 · EIN 22-1211670 | Recordkeeping | $5,749 |
Service code 15 · EIN 06-1050034 | Recordkeeping | $0 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 22 · EIN 34-1542819 | Insurance Broker | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,161 | $88,515+31.2% | $162,163-28.4% | $67,579+71.9% |
| Participation rate | 100.0% | 86.8%+13.2pp | 87.6%+12.4pp | 71.3%+28.7pp |
| Annual return | 18.00% | 27.04%-9.0pp | 115.59%-97.6pp | 378.56%-360.6pp |
| Employer contribution / active EE | $4,076 | $3,563+14.4% | $5,614-27.4% | $2,148+89.8% |
| Participant deferral / active EE | $3,730 | $5,724-34.8% | $7,298-48.9% | $3,539+5.4% |
| Admin fee / account holder | $23 | $124-81.2% | $10,843-99.8% | $142-83.7% |