Retirement plan

U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN

Name: JOINT BOARD OF TRUSTEES OF U.A.P.P. AMERIBEN - U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN (2017) Form 5500
Creator: JOINT BOARD OF TRUSTEES OF U.A.P.P. AMERIBEN
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN, JOINT BOARD OF TRUSTEES OF U.A.P.P. AMERIBEN

JOINT BOARD OF TRUSTEES OF U.A.P.P. AMERIBENEIN 74-6181280Plan #002PY 2017

P.O. BOX 860007 - PLANO, TX 750860007866-434-2200

Other plans on this EIN

1 filing

#001Retirement-$100.9M assets

Prospect flagsHigh cashLow assets / participantLow participant contribution

How to read this page

Total assets (EOY)

$6.9M

+3.6% from 2016

Total participants

577

-1.7% from 2016

Average account balance

$11,946

+5.4% from 2016

Annual return

12.93%

+16.45 pp from 2016

Benchmarks

See 1,124 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants250-999

Cohort1,124 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$8.79M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$12K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

754

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$411K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$545

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$299

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
CONNER & WINTERS2+ years Service code 29 · EIN 73-1388566 808 TRAVIS STREET 23RD FLOOR · HOUSTON, TX 77002	Legal	$22,327
MORGAN STANLEY SMITH BARNEY1 year Filed as: MORGAN STANLEY Service code 28 · EIN 26-4310632 1400 CIVIC PLACE, SUITE 200 · SOUTHLAKE, TX 76092	Investment Management	$22,064
ALLIANCE BENEFIT GROUP2+ years Service code 64 · EIN 76-0500416 7525 HOLLISTER ST. · HOUSTON, TX 77040	Recordkeeping Fees	$19,564
STEGEMUELLER, JETT & CO., P.C.2+ years Service code 10 · EIN 76-0774332 40 N. E. LOOP 410, STE. 506 · SAN ANTONIO, TX 78216	Accounting	$18,000
AMERIBEN2+ years Service code 13 · EIN 82-0497661 520 CENTRAL PKWY E. STE. 311 · PLANO, TX 75074	Contract Administrator	$12,732
ROBERT HARRELL INC.2+ years Filed as: ROBERT HARRELL, INC. Service code 28 · EIN 75-2387209 8310 CAPITAL OF TEXAS HWY N, STE320 · AUSTIN, TX 78731	Investment Management	$12,667

Plan features & details

Pension benefit codes2E2G2J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

3 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityHigh cash
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$112K

$194 / participant

Investment mgmt$35K31.0%
Contract admin$32K28.8%
Other / not subdivided$45K40.1%

% of EOY assets

1.624%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HARPER & PEARSON CO., P.C.
Auditor EIN: 741695589
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$11,946

$60,545-80.3%

$92,240-87.0%

$69,631-82.8%

Participation rate

100.0%

72.2%+27.8pp

76.5%+23.5pp

70.7%+29.3pp

Annual return

12.93%

19.71%-6.8pp

176.29%-163.4pp

27571.02%-27558.1pp

Employer contribution / active EE

$2,633-100.0%

$3,680-100.0%

$2,032-100.0%

Participant deferral / active EE

$377

$2,828-86.7%

$3,897-90.3%

$3,224-88.3%

Admin fee / account holder

$194

$145+34.0%

$5,194-96.3%

$110+75.7%

Provider

Service type

Compensation

CONNER & WINTERS2+ years

Service code 29 · EIN 73-1388566

808 TRAVIS STREET 23RD FLOOR · HOUSTON, TX 77002

Legal

$22,327

MORGAN STANLEY SMITH BARNEY1 year

Filed as: MORGAN STANLEY

Service code 28 · EIN 26-4310632

1400 CIVIC PLACE, SUITE 200 · SOUTHLAKE, TX 76092

Investment Management

$22,064

ALLIANCE BENEFIT GROUP2+ years

Service code 64 · EIN 76-0500416

7525 HOLLISTER ST. · HOUSTON, TX 77040

Recordkeeping Fees

$19,564

STEGEMUELLER, JETT & CO., P.C.2+ years

Service code 10 · EIN 76-0774332

40 N. E. LOOP 410, STE. 506 · SAN ANTONIO, TX 78216

Accounting

$18,000

AMERIBEN2+ years

Service code 13 · EIN 82-0497661

520 CENTRAL PKWY E. STE. 311 · PLANO, TX 75074

Contract Administrator

$12,732

ROBERT HARRELL INC.2+ years

Filed as: ROBERT HARRELL, INC.

Service code 28 · EIN 75-2387209

8310 CAPITAL OF TEXAS HWY N, STE320 · AUSTIN, TX 78731

Investment Management

$12,667

U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion