Retirement plan

UNIVERSITY OF HOUSTON FOUNDATION 401 K PLAN

Name: UNIVERSITY OF HOUSTON FOUNDATION - UNIVERSITY OF HOUSTON FOUNDATION 401 K PLAN (2016) Form 5500
Creator: UNIVERSITY OF HOUSTON FOUNDATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, UNIVERSITY OF HOUSTON FOUNDATION 401 K PLAN, UNIVERSITY OF HOUSTON FOUNDATION

UNIVERSITY OF HOUSTON FOUNDATIONEIN 74-6041411Plan #002PY 2016

4543 POST OAK PLACE, SUITE 250 - HOUSTON, TX 77027universityofhoustonfoundation.orgLinkedIn1-10 employeeshigher education

Prospect flagsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$2.4M

No prior year

Total participants

No prior year

Average account balance

$592,721

No prior year

Annual return

9.07%

No prior year

Benchmarks

See 199 peers

Peer group

Industryany (size+type match)

Plan typeDB + DC

Participants<25

Cohort199 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.33M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.4M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$87K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$29K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+8.97%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$5429

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes1A2G2J

Plan features

1A
Benefits are primarily pay related
Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$19K

$4685 / participant

Other / not subdivided$19K100.0%

% of EOY assets

0.790%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$592,721

$259,158+128.7%

$74,311+697.6%

$259,158+128.7%

Participation rate

100.0%

95.8%+4.2pp

87.6%+12.4pp

95.8%+4.2pp

Annual return

9.07%

5.38%+3.7pp

4.31%+4.8pp

5.38%+3.7pp

Employer contribution / active EE

$6,486

$22,268-70.9%

$2,395+170.8%

$22,268-70.9%

Participant deferral / active EE

$8,416

$4,649+81.0%

$2,375+254.4%

$4,649+81.0%

Admin fee / account holder

$4,685

$9,035-48.1%

$1,545+203.3%

$9,035-48.1%

UNIVERSITY OF HOUSTON FOUNDATION 401 K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

UNIVERSITY OF HOUSTON FOUNDATION 401 K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion