Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2 years Filed as: NATIONWIDE INSURANCE Service code 15 · EIN 31-4156830 | Recordkeeping | $34,073 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 49 1200 HARBOR BLVD - 8TH FLOOR · WEEHAUKEN, NJ 07087 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,946 | $33,067+17.8% | $76,518-49.1% | $56,289-30.8% |
| Participation rate | 32.6% | 55.4%-22.8pp | 68.0%-35.4pp | 69.9%-37.2pp |
| Annual return | -6.20% | 2.72%-8.9pp | -0.27%-5.9pp | -9.96%+3.8pp |
| Employer contribution / active EE | $1,395 | $1,200+16.2% | $2,647-47.3% | $2,111-33.9% |
| Participant deferral / active EE | $1,577 | $2,240-29.6% | $3,836-58.9% | $3,350-52.9% |
| Admin fee / account holder | $379 | $537-29.5% | $4,849-92.2% | $521-27.3% |