Filed August 2, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.4 years Service code 15 · EIN 23-1945930 | Recordkeeping | $41,453 |
Filed as: ONE DIGITAL INVESTMENT ADVISORS Service code 27 11101 SWITZER RD · OVERLAND PARK, KS 66210 | Advisory (Plan) | $19,925 |
LEGACY PROFESSIONALS LLP4 years Filed as: LEGACY ASSET MANAGEMENT, INC Service code 27 · EIN 76-0574055 | Advisory (Plan) | $18,771 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,984 | $54,193+14.4% | $93,606-33.8% | $77,643-20.2% |
| Participation rate | 67.3% | 63.9%+3.4pp | 68.7%-1.4pp | 70.6%-3.3pp |
| Annual return | 18.09% | 30.54%-12.5pp | 133.20%-115.1pp | 31.24%-13.1pp |
| Employer contribution / active EE | $871 | $1,168-25.5% | $2,420-64.0% | $2,726-68.1% |
| Participant deferral / active EE | $3,194 | $3,144+1.6% | $4,411-27.6% | $4,647-31.3% |
| Admin fee / account holder | $158 | $576-72.5% | $8,285-98.1% | $430-63.3% |