Filed May 13, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MBM ADVISORS, INC.1+ years Service code 15 · EIN 75-2009441 | Recordkeeping | $30,155 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 45-1558009 | Securities Custodian | $7,177 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,617 | $46,360+52.3% | $147,614-52.2% | $52,331+34.9% |
| Participation rate | 97.9% | 64.9%+32.9pp | 84.6%+13.3pp | 68.1%+29.8pp |
| Annual return | -3.35% | 1.62%-5.0pp | 61.98%-65.3pp | 4.54%-7.9pp |
| Employer contribution / active EE | $3,388 | $2,126+59.3% | $5,564-39.1% | $1,882+80.0% |
| Participant deferral / active EE | $4,533 | $2,258+100.8% | $4,895-7.4% | $3,022+50.0% |
| Admin fee / account holder | $224 | $766-70.7% | $11,611-98.1% | $592-62.1% |