Filed August 1, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $608,645 |
CITIGROUP GLOBAL MARKETS INC3+ years Filed as: CITIGROUP MSSB Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $99,290 |
MILLER KAPLAN ARASE LLP1 year Filed as: MILLER GROSSBARD ADVISORS LLP Service code 10 · EIN 46-2958029 | Accounting | $13,780 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,744 | $37,026-33.2% | $78,778-68.6% | $177,276-86.0% |
| Participation rate | 64.1% | 54.2%+9.8pp | 69.2%-5.1pp | 74.8%-10.8pp |
| Annual return | 16.31% | 16.20%+0.1pp | 35.62%-19.3pp | 21.25%-4.9pp |
| Employer contribution / active EE | $27 | $730-96.3% | $1,986-98.7% | $2,479-98.9% |
| Participant deferral / active EE | $956 | $1,412-32.3% | $2,958-67.7% | $3,881-75.4% |
| Admin fee / account holder | $140 | $77+82.8% | $5,134-97.3% | $154-9.2% |