Filed August 1, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $557,869 |
Filed as: CITIGROUP-MSSB Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $94,822 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,748 | $31,036-33.1% | $71,796-71.1% | $65,292-68.2% |
| Participation rate | 68.3% | 56.1%+12.3pp | 69.1%-0.8pp | 72.4%-4.1pp |
| Annual return | 4.52% | 8.62%-4.1pp | 78.04%-73.5pp | 11.84%-7.3pp |
| Employer contribution / active EE | $340 | $662-48.7% | $1,924-82.4% | $2,302-85.2% |
| Participant deferral / active EE | $963 | $1,336-27.9% | $2,794-65.5% | $3,579-73.1% |
| Admin fee / account holder | $113 | $65+74.4% | $4,815-97.6% | $57+97.4% |