| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $199,559 |
COOK STREET CONSULTING3 years Filed as: COOK STREET CONSULTING INC Service code 28 · EIN 84-0854432 | Investment Management | $23,597 |
ENZI WEALTH LLC3 years Service code 26 · EIN 87-1111596 | Advisory (Participants) | $19,686 |
Filed as: MOGAN STANLEY CAPITAL MANAGE Service code 28 · EIN 11-3658445 | Investment Management | $17,500 |
Service code 26 · EIN 26-2827358 | Advisory (Participants) | $14,047 |
Service code 26 · EIN 20-5414632 | Advisory (Participants) | $11,015 |
WORTHPOINTE LLC6 years Service code 26 · EIN 26-0373212 | Advisory (Participants) | $9,134 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,836 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Plan reported a final filing / termination within the last year.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $166,268-100.0% | $165,100-100.0% | $145,897-100.0% |
| Participation rate | 0.0% | 82.0%-82.0pp | 78.6%-78.6pp | 80.3%-80.3pp |
| Annual return | 16.76% | 100.52%-83.8pp | 70.21%-53.4pp | 552.29%-535.5pp |
| Employer contribution / active EE | $0 | $5,284-100.0% | $4,348-100.0% | $4,663-100.0% |
| Participant deferral / active EE | $0 | $6,964-100.0% | $6,035-100.0% | $6,689-100.0% |
| Admin fee / account holder | $0 | $16,659-100.0% | $12,696-100.0% | $13,390-100.0% |