Filed April 10, 2018
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,849 |
ADP BROKER-DEALER4+ years Service code 59 | Shareholder Servicing | $0 |
MORGAN STANLEY SMITH BARNEY4+ years Service code 99 | Other Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,569 | $62,267-38.1% | $110,241-65.0% | $55,725-30.8% |
| Participation rate | 91.1% | 78.1%+13.0pp | 79.8%+11.3pp | 70.9%+20.3pp |
| Annual return | -7.60% | -1.07%-6.5pp | 314.75%-322.4pp | 244.93%-252.5pp |
| Employer contribution / active EE | $1,208 | $1,941-37.8% | $3,827-68.4% | $2,078-41.9% |
| Participant deferral / active EE | $2,905 | $3,516-17.4% | $4,672-37.8% | $3,356-13.4% |
| Admin fee / account holder | $19 | $121-84.7% | $8,548-99.8% | $115-83.9% |