Retirement plan

WALTER P MOORE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Name: WALTER P MOORE & ASSOCIATES, INC. - WALTER P MOORE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN (2020) Form 5500
Creator: WALTER P MOORE & ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WALTER P MOORE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN, WALTER P MOORE & ASSOCIATES, INC.

WALTER P MOORE & ASSOCIATES, INC.EIN 74-1554339Plan #002PY 2020

1301 MCKINNEY ST STE 1100 - HOUSTON, TX 77010713-630-7300LinkedIn11-50 employeesmechanical or industrial engineering

Prospect flagsHigh retiree %Corrective distributions

How to read this page

Total assets (EOY)

$119.4M

+27.4% from 2019

Total participants

924

+3.8% from 2019

Average account balance

$133,821

+19.3% from 2019

Annual return

23.45%

-1.76 pp from 2019

Benchmarks

See 2,819 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,819 peers

Snapshot2020

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Analytics

Total assets (EOY)

Plan-year ending balance

$179.83M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$168K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,073

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$10.67M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+22.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$51

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
RBC WEALTH MANAGEMENT1 year Service code 16 · EIN 41-1416330	Consulting	$46,380
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 16 · EIN 20-8764829	Consulting	$21,672
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524	Advisory (Plan)	$17,182
FIDELITY INVESTMENTS INSTITUTIONAL4 years Filed as: FIDELITY INV INST OPER CO., INC. Service code 16 · EIN 04-2647786	Consulting	-$29,955

Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh retiree %
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.

Expense breakdown

Schedule H Part II

Admin total

$54K

$89 / participant

Investment mgmt$17K31.7%
Other / not subdivided$37K68.3%

% of EOY assets

0.045%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: BKD, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$133,821

$100,801+32.8%

$149,696-10.6%

$73,409+82.3%

Participation rate

94.7%

77.7%+17.0pp

82.5%+12.3pp

72.2%+22.6pp

Annual return

23.45%

265.34%-241.9pp

276.60%-253.2pp

59.29%-35.8pp

Employer contribution / active EE

$2,847

$3,312-14.0%

$4,644-38.7%

$2,234+27.5%

Participant deferral / active EE

$9,847

$6,404+53.8%

$6,842+43.9%

$3,805+158.8%

Admin fee / account holder

$61

$181-66.3%

$9,309-99.3%

$158-61.5%

Provider

Service type

Compensation

RBC WEALTH MANAGEMENT1 year

Service code 16 · EIN 41-1416330

Consulting

$46,380

MORGAN STANLEY SMITH BARNEY3 years

Filed as: MORGAN STANLEY

Service code 16 · EIN 20-8764829

Consulting

$21,672

STRATEGIC ADVISORS, INC.4 years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$17,182

FIDELITY INVESTMENTS INSTITUTIONAL4 years

Filed as: FIDELITY INV INST OPER CO., INC.

Service code 16 · EIN 04-2647786

Consulting

-$29,955

WALTER P MOORE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WALTER P MOORE & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion