Filed October 18, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $27,156 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,525 | $34,495-81.1% | $78,689-91.7% | $63,975-89.8% |
| Participation rate | 70.7% | 60.8%+9.9pp | 73.6%-2.8pp | 71.1%-0.4pp |
| Annual return | 5.43% | 11.62%-6.2pp | 62.18%-56.7pp | 48.65%-43.2pp |
| Employer contribution / active EE | $109 | $1,398-92.2% | $2,851-96.2% | $2,182-95.0% |
| Participant deferral / active EE | $509 | $2,100-75.8% | $3,517-85.5% | $3,356-84.8% |
| Admin fee / account holder | $10 | $68-86.0% | $4,510-99.8% | $70-86.5% |