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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 35-0145825 | Indirect Investment Fees | $18,288 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,534 | $52,293-43.5% | $178,498-83.5% | $73,412-59.8% |
| Participation rate | 28.5% | 65.3%-36.8pp | 81.9%-53.4pp | 72.2%-43.7pp |
| Annual return | 15.69% | 34.75%-19.1pp | 151.09%-135.4pp | 59.30%-43.6pp |
| Employer contribution / active EE | $190 | $1,735-89.1% | $5,011-96.2% | $2,234-91.5% |
| Participant deferral / active EE | $761 | $2,332-67.4% | $5,202-85.4% | $3,806-80.0% |
| Admin fee / account holder | $0 | $127-100.0% | $13,985-100.0% | $158-100.0% |