Filed September 16, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $70,337 |
LT TRUST COMPANY1+ years Filed as: MG TRUST COMPANY Service code 21 · EIN 75-3182674 717 17TH STREET, SUITE 1300 · DENVER, CO 80202 | Bank Trustee | $57,104 |
WITHUMSMITH+BROWN, PC1+ years Filed as: PATTILLO, BROWN & HILL, LLP Service code 15 · EIN 74-1130599 | Recordkeeping | $7,290 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,460 | $62,561-24.1% | $105,218-54.9% | $52,331-9.3% |
| Participation rate | 92.1% | 70.4%+21.7pp | 77.2%+14.8pp | 68.1%+24.0pp |
| Annual return | -1.82% | 8.71%-10.5pp | 5.33%-7.2pp | 4.54%-6.4pp |
| Employer contribution / active EE | $2,166 | $2,137+1.4% | $3,255-33.4% | $1,882+15.1% |
| Participant deferral / active EE | $2,946 | $3,355-12.2% | $4,867-39.5% | $3,022-2.5% |
| Admin fee / account holder | $709 | $198+257.4% | $6,992-89.9% | $592+19.9% |