Filed April 15, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $19,017 |
LPL FINANCIAL5 years Filed as: LPL FINANCIAL LLC Service code 26 · EIN 04-3046611 | Advisory (Participants) | $12,562 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,952 | $61,156-52.7% | $185,823-84.4% | $79,386-63.5% |
| Participation rate | 59.5% | 66.6%-7.1pp | 81.7%-22.2pp | 70.7%-11.2pp |
| Annual return | 12.28% | 19.45%-7.2pp | 122.05%-109.8pp | 116.85%-104.6pp |
| Employer contribution / active EE | $716 | $2,321-69.1% | $5,167-86.1% | $2,427-70.5% |
| Participant deferral / active EE | $1,337 | $2,789-52.1% | $5,568-76.0% | $4,046-67.0% |
| Admin fee / account holder | $114 | $710-84.0% | $16,237-99.3% | $626-81.9% |