Filed September 18, 2019 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING5 years Filed as: AON HEWITT INVESTMENT CONSULT. Service code 28 · EIN 36-3109431 | Investment Management | $399,496 |
WILLIS TOWERS WATSON US LLC7 years Filed as: WILLIS TOWERS WATSON Service code 11 335 MADISON AVE · NEW YORK, NY 10017 | Actuarial | $328,733 |
THE BANK OF NEW YORK MELLON4 years Service code 13 · EIN 13-5160382 | Contract Administrator | $31,682 |
FORVIS, LLP1 year Service code 10 · EIN 44-0160260 | Accounting | $25,905 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ONEOK, INC. | PLAN SPONSOR LOAN TO EMPLOYER. PLAN PAID $25,000 EXPENSE FOR DIFFERENT PLAN SPONSORED BY THE EMPLOYER. | — | $25K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $46,984-100.0% | - | $46,984-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 0.0%0pp | 5.6%-5.6pp |
| Annual return | -17.35% | 93.59%-110.9pp | 22.50%-39.9pp | 39.82%-57.2pp |
| Employer contribution / active EE | $0 | $17,832-100.0% | $33,849-100.0% | $19,980-100.0% |
| Participant deferral / active EE | $0 | $1,653-100.0% | $101-100.0% | $614-100.0% |
| Admin fee / account holder | $0 | $62-100.0% | - | $62-100.0% |